·
What’s Left?
Sheila
Fitzpatrick
·
October: The Story of the
Russian Revolution by China Miéville
Verso, 358 pp, £18.99, May, ISBN 978 1 78478 280 1
Verso, 358 pp, £18.99, May, ISBN 978 1 78478 280 1
·
The Russian Revolution
1905-1921 by Mark D. Steinberg
Oxford, 388 pp, £19.99, February, ISBN 978 0 19 922762 4
Oxford, 388 pp, £19.99, February, ISBN 978 0 19 922762 4
·
Russia in Revolution: An
Empire in Crisis, 1890 to 1928 by S.A. Smith
Oxford, 455 pp, £25.00, January, ISBN 978 0 19 873482 6
Oxford, 455 pp, £25.00, January, ISBN 978 0 19 873482 6
·
The Russian Revolution: A New
History by Sean McMeekin
Basic, 496 pp, $30.00, May, ISBN 978 0 465 03990 6
Basic, 496 pp, $30.00, May, ISBN 978 0 465 03990 6
·
Historically Inevitable?
Turning Points of the Russian Revolution by Tony Brenton
Profile, 364 pp, £25.00, June 2016, ISBN 978 1 78125 021 1
Profile, 364 pp, £25.00, June 2016, ISBN 978 1 78125 021 1
For Eric
Hobsbawm, the Russian
Revolution – which occurred, as it happens, in the year of his birth – was the
central event of the 20th century. Its practical impact on the world was ‘far
more profound and global’ than that of the French Revolution a century earlier:
for ‘a mere thirty to forty years after Lenin’s arrival at the Finland Station
in Petrograd, one third of humanity found itself living under regimes directly
derived from the [revolution] … and Lenin’s organisational model, the Communist
Party’. Before 1991, this was a fairly standard view, even among historians
who, unlike Hobsbawm, were neither Marxists nor Communists. But finishing his
book in the early 1990s, Hobsbawm added a caveat: the century whose history he
was writing was the ‘short’ 20th century, running from 1914 to 1991, and the
world the Russian Revolution had shaped was ‘the world that went to pieces at
the end of the 1980s’ – a lost world, in short, that was now being replaced by
a post-20th-century world whose outlines could not yet be discerned. What the
place of the Russian Revolution would be in the new era was unclear to Hobsbawm
twenty years ago, and largely remains so to historians today. That ‘one third
of humanity’ living under Soviet-inspired systems before 1989-91 has
dramatically dwindled. As of 2017, the centenary of the revolution, the number
of Communist states in the world is down to a handful, with China’s status
ambiguous and only North Korea still clinging to the old verities.
Nothing fails like failure,
and for historians approaching the revolution’s centenary the disappearance of
the Soviet Union casts a pall. In the rash of new books on the revolution, few
make strong claims for its persisting significance and most have an apologetic
air. Representing the new consensus, Tony Brenton calls it probably one of
‘history’s great dead ends, like the Inca Empire’. On top of that, the
revolution, stripped of the old Marxist grandeur of historical necessity, turns
out to look more or less like an accident. Workers – remember when people used
to argue passionately about whether it was a workers’ revolution? – have been
pushed off stage by women and non-Russians from the imperial borderlands.
Socialism is so much of a mirage that it seems kinder not to mention it. If
there is a lesson to be drawn from the Russian Revolution, it is the depressing
one that revolutions usually make things worse, all the more so in Russia,
where it led to Stalinism.
This is the kind of consensus
that brings out the contrarian in me, even when I am to a large extent part of
it. My own The Russian Revolution, first published in 1982 with
a revised edition coming out this year, was always cool about workers’
revolution and historical necessity, and made a point of being above the
political battle (mind you, I wrote the original version during the Cold War,
when there was still a political battle to be above). So it’s not in my nature
to come out as a revolutionary enthusiast. But shouldn’t someone do it?
That person, as it turns out,
is China Miéville, best known as a science fiction man of leftist sympathies
whose fiction is self-described as ‘weird’. Miéville is not a historian, though
he has done his homework, and his October is not at all weird, but
elegantly constructed and unexpectedly moving. What he sets out to do, and
admirably succeeds in doing, is to write an exciting story of 1917 for those
who are sympathetically inclined to revolution in general and to the
Bolsheviks’ revolution in particular. To be sure, Miéville, like everyone else,
concedes that it all ended in tears because, given the failure of revolution
elsewhere and the prematurity of Russia’s revolution, the historical outcome
was ‘Stalinism: a police state of paranoia, cruelty, murder and kitsch’. But
that hasn’t made him give up on revolutions, even if his hopes are expressed in
extremely qualified form. The world’s first socialist revolution deserves
celebration, he writes, because ‘things changed once, and they might do so
again’ (how’s that for a really minimal claim?). ‘Liberty’s dim light’ shone
briefly, even if ‘what might have been a sunrise [turned out to be] a sunset.’
But it could have been otherwise with the Russian Revolution, and ‘if its
sentences are still unfinished, it is up to us to finish them.’
Mark Steinberg is the only one
of the professional historians writing on the revolution to confess to any
lingering emotional attachment to it. Of course, revolutionary idealism and
daring leaps into the unknown tend to result in hard landings, but, Steinberg
writes, ‘I admit to finding this rather sad. Hence my admiration for those who
try to leap anyway.’ But even Steinberg – whose study of the ‘lived experience’
of 1917, based largely on the contemporary popular press and first-person
reports, is one of the freshest of the recent books – has largely abandoned his
earlier interest in workers in favour of other social ‘spaces’: women,
peasants, the empire and ‘the politics of the street’.
To understand the current
scholarly consensus on the Russian Revolution, we need to look back at some of
the old controversies, notably the one about inevitability. For Steinberg, this
isn’t a problem, as his contemporary worm’s-eye view ensures that the story is
full of surprises. But other writers are almost excessively eager to tell us
that outcomes were never set in stone and things might always have gone
differently. ‘There was nothing preordained about the collapse of the tsarist
autocracy nor even of the Provisional Government,’ Stephen Smith writes, in his
sober, well-researched and comprehensive history. Sean McMeekin seconds this,
affirming that ‘the events of 1917 were filled with might-have-beens and missed
chances’ while at the same time tipping his hat to show who the intellectual
enemy is: these events were ‘far from an eschatological “class struggle” borne
along irresistibly by the Marxist dialectic’. In other words, the Marxists, Western
and Soviet, were all wrong.
Historically
Inevitable?, an edited
collection, addresses the question of necessity directly by offering a series
of ‘what if?’ studies of key moments of the revolution. In his introduction
Tony Brenton asks: ‘Could things have gone differently? Were there moments when
a single decision taken another way, a random accident, a shot going straight
instead of crooked … could have altered the whole course of Russian, and so
European, and world, history?’ But Dominic Lieven is surely speaking for the
majority of the volume’s contributors when he writes that ‘nothing is more
fatal than a belief that history’s course was inevitable.’ To be sure, those
contributors see contingency as playing a greater part in the February and October
revolutions than in the post-October path towards terror and dictatorship.
Orlando Figes, author of a widely read study of the revolution, The People’s
Tragedy (1996), devotes a
lively essay to showing that, had a disguised Lenin not been admitted without a
pass to the Congress of Soviets on 24 October, ‘history would have turned out
differently.’
In play here are various
politically charged arguments about Soviet history. First, there is the
question of the inevitability of the collapse of the old regime and the
Bolshevik triumph. This is an old Soviet article of faith, hotly disputed in
the past by Western and, particularly, Russian émigré historians, who saw the
tsarist regime on a course of modernisation and liberalisation that the First
World War interrupted, plunging the country into disarray and making the
previously unimaginable Bolshevik victory possible (Lieven, in one of the most
sophisticated essays in the volume, characterises this interpretation of
Russia’s situation in 1914 as ‘very wishful thinking’). In the context of past
Sovietological debate on the revolution, raising the question of inevitability
was interpreted not just as a Marxist claim but as a pro-Soviet one, since the
implication was taken to be that the Soviet regime was ‘legitimate’.
Contingency, conversely, was the anti-Marxist position in Cold War terms –
except, confusingly, when the contingency in question applied to the
revolution’s Stalinist outcome, as opposed to its onset, in which case
conventional wisdom held that a totalitarian outcome was inevitable. Figes
holds the same view: while contingency played a big role in 1917, ‘from the
October insurrection and the establishment of a Bolshevik dictatorship to the
Red Terror and the Civil War – with all its consequences for the evolution of
the Soviet regime – there is a line of historical inevitability.’
In an attack on the whole
‘what if?’ genre of history, Richard J. Evans has suggested that ‘in practice …
counterfactuals have been more or less a monopoly of the Right’ with Marxism as
target. That’s not necessarily true of the Brenton volume, despite the
inclusion of right-wing political historians like Richard Pipes and the absence
of any of the major American social historians of 1917 who were Pipes’s
opponents in the bitter historiographical controversies of the 1970s. Brenton
himself is a former diplomat, and the last sentence of Historically
Inevitable? – ‘We
surely owe it to the many, many victims [of the revolution] to ask whether we
could have found another way’ – rather endearingly suggests a diplomat’s
propensity to try to solve problems in the real world, as opposed to the
professional historian’s habit of analysing them.
Pipes, who served as Reagan’s
Soviet expert on the National Security Council in the early 1980s, was the
author of a 1990 volume on the revolution that took a particularly strong line
on the basic illegitimacy of the Bolshevik takeover. His argument was directed
not only against the Soviets but also against revisionists closer to home,
notably a group of young US scholars, mainly social historians with a special
interest in labour history, who from the 1970s objected to the characterisation
of the October Revolution as a ‘coup’ and argued that in the crucial months of
1917, from June to October, the Bolsheviks had increasing popular, notably
working-class, support. The 1917 revisionists’ work was solidly researched,
usually with information from Soviet archives which they had been able to
access thanks to newly established official US and British student exchanges;
and much of the field held it in high regard. But Pipes saw them as, in effect,
Soviet stooges, and was so contemptuous of their work that, in defiance of
scholarly convention, he refused even to acknowledge its existence in his
bibliography.
The Russian working class was
an object of intense interest for historians in the 1970s. This wasn’t only
because social history was in fashion in the profession at the time, with
labour history a popular sub-field, but also because of the political implications:
did the Bolshevik Party in fact have working-class support and take power, as
it claimed, on behalf of the proletariat? Much of the revisionist Western work
on Russian social and labour history despised by Pipes focused on workers’
class consciousness and whether it was revolutionary; and some but not all of
its practitioners were Marxist. (In the non-Marxist wing, I annoyed other
revisionists by ignoring class consciousness and writing about upward
mobility.)
The authors of the centenary
books all have their own histories that are relevant here. Smith’s first
work, Red Petrograd (1983), fitted the
labour history rubric, although as a British scholar he was somewhat removed
from American fights, and his work was always too careful and judicious to
allow for any suggestion of political bias; he went on to write a fine and
underappreciated study, Revolution and the People in
Russia and China: A Comparative History (2008), in which the
workers and labour movements continued to play a central role. Steinberg, a US
scholar of the next generation, published his first book on working-class
consciousness, Proletarian Imagination, in 2002, when social history
had already taken the ‘cultural turn’, bringing a new emphasis on subjectivity
with less interest in ‘hard’ socio-economic data. But this was more or less a
last hurrah for the working class in writing on the Russian Revolution. Pipes
had rejected it outright, holding that the revolution could be explained only
in political terms. Figes in his influential People’s Tragedy focused on society
rather than politics, but minimised the role of the ‘conscious’ workers,
emphasising instead a lumpen proletariat raging in the streets and destroying
things. In their new works, Smith and Steinberg are both uncharacteristically
reticent on the subject of workers, though street crime has entered their field
of vision.
McMeekin, the youngest of the
authors here, set out to write a ‘new history’, by which he means an
anti-Marxist one. Following Pipes, but with his own twist, he includes an
extensive bibliography of works ‘cited or profitably consulted’ that omits all
social histories except Figes. This includes Smith’s and Steinberg’s earlier
books, as well as my own Russian Revolution(though it is cited on p.xii
as an example of Marxist, Soviet-influenced work). It could be argued that
McMeekin doesn’t need to read the social histories since his focus in The Russian
Revolution, as in his
earlier work, is on the political, diplomatic, military and international
economic aspects. He draws on a multinational archival source base, and the
book is quite interesting in detail, particularly the economic parts. But
there’s a whiff of right-wing nuttiness in his idea that ‘Marxist-style
maximalist socialism’ is a real current threat in Western capitalist countries.
He doesn’t quite call the whole revolution, from Lenin’s sealed train in April
1917 to the Rapallo Treaty in 1922, a German conspiracy, but that’s more or
less what his narrative suggests.
The end points people choose
for their histories of revolution reveal a lot about their assumptions of what
it was ‘really about’. Rapallo is, appropriately, the end point for McMeekin.
For Miéville it’s October 1917 (revolution triumphant), for Steinberg 1921 (not
so much victory in the Civil War, as you might expect, as an open end with
revolutionary business unfinished), and for Smith 1928. The last is an awkward
choice in terms of narrative drama, as it means that Smith’s book ends with two
whole chapters on the 1920s, when revolution was on hold under the New Economic
Policy, a retreat from the maximalist aims of the Civil War period made
necessary by economic collapse. It’s true, something like NEPmight have been the outcome of
the Russian Revolution, but it actually wasn’t, because Stalin came along.
While the two chapters on NEP, like the rest of the book, are thoughtful and
well-researched, as a finale it’s more of a whimper than a bang.
This brings us to another
highly contentious issue in Soviet history: whether there was essential
continuity from the Russian/Lenin Revolution to Stalin, or a basic disruption
between them occurring around 1928. My Russian
Revolution includes
Stalin’s ‘revolution from above’ of the early 1930s, as well as his Great
Purges at the end of the decade, but that is unacceptable to many
anti-Stalinist Marxists. (Not surprisingly, Miéville’s annotated bibliography
finds it ‘useful … though unconvincingly wedded to an “inevitabilist”
Lenin-leads-to-Stalin perspective’.) Smith’s cohort of 1917 social historians
generally felt much like Miéville, partly because they were intent on defending
the revolution from the taint of Stalinism; but in this book, as on many
issues, Smith declines to take a categorical position. Stalin certainly thought
of himself as a Leninist, he points out, but on the other hand Lenin, had he
lived, would probably not have been so crudely violent. Stalin’s ‘Great Break’
of 1928-31 ‘fully merits the term “revolution”, since it changed the economy,
social relations and cultural patterns more profoundly than the October
Revolution had done’ and moreover demonstrated that ‘revolutionary energies’
were not yet exhausted. Still, from Smith’s standpoint it’s an epilogue, not an
intrinsic part of the Russian Revolution.
Even-handedness is the hallmark
of Smith’s solid and authoritative book, and I’m uneasily conscious of not
having done justice to its many virtues. Really the only trouble with it – and
with many of the works being published in this centenary year – is that it’s
not clear what impelled him to write it, other than perhaps a publisher’s
commission. He identified this problem himself in a recent symposium on the
Russian Revolution. ‘Our times are not especially friendly to the idea of
revolution … I suggest that while our knowledge of the Russian Revolution and
the Civil War has increased significantly, in key respects our ability tounderstand – certainly to empathise
with – the aspirations of 1917 has diminished.’ Other contributors to the
symposium were similarly downbeat, the Russian historian Boris Kolonitsky
noting that, while finding out the truth about the Russian Revolution had
seemed enormously important to him back in Leningrad in the 1970s, interest in
the topic is now ‘falling drastically’. ‘I sometimes wonder: who cares now about
the Russian Revolution?’ Steinberg asks sadly, while Smith writes on the first
page of his Russia in Revolution that ‘the challenge that
the Bolshevik seizure of power in October 1917 posed to global capitalism still
reverberates (albeit faintly).’
*
In purely scholarly terms, the
1917 revolution has been on the back burner for some decades now, after the
excitement of the Cold War-fuelled arguments of the 1970s. The days are long
gone when the late imperial era could be labelled ‘pre-revolutionary’ – that
is, interesting only in so far as it led to the revolutionary outcome. That
started to change in the 1980s and 1990s, with social and cultural historians
of Russia starting to explore all the interesting things that didn’t
necessarily lead to revolution, from crime and popular literature to the
church. With the collapse of the Soviet Union in 1991, the revolution
shrivelled as a historical subject, revealing behind it the First World War,
whose significance for Russia (as opposed to all the other belligerents) had
previously been remarkably under-researched. That same collapse, by stripping
away the non-Russian republics of the Soviet Union, brought questions of empire
and borderlands to the fore (hence Smith’s subtitle, ‘An Empire in Crisis’, and
Steinberg’s chapter on ‘Overcoming Empire’).
In the 1960s, it was
self-evident to E.H. Carr, as well as to his opponents like Leonard Schapiro,
that the Russian Revolution mattered. It mattered to Schapiro because it had
imposed a new political tyranny on Russia that threatened the free world, and
to Carr because it had pioneered the centralised state-planned economy that he
saw as a portent of the future. Coming to the subject in the 1970s, I concluded
that, along with the many ‘betrayals’ of socialist revolution pointed out by
Trotsky and a host of others, there were also many achievements in the realm of
economic and cultural modernisation, notably state-sponsored rapid
industrialisation in the 1930s. Hobsbawm made a similar point on a wider canvas
when he noted that ‘Soviet-based communism … became primarily a programme for
transforming backward countries into advanced ones.’ The modernisation point
still seems right to me, but it has been tarnished by the fact that, on the
economic side, it is a kind of modernisation that no longer looks modern. Who
cares now about building smoke-stack industries, except in a context of
polluting the environment?
Brenton’s confident summation
has a free-market triumphalism that, like Fukuyama’s End of History, may not stand the test of
time, but it reflects the negative verdict of much current writing on the
Russian Revolution:
It has taught us what does not
work. It is hard to see Marxism making any sort of comeback. As a theory of
history the revolution tested it, and it failed. The dictatorship of the
proletariat did not lead to the communist utopia, but merely to more
dictatorship. It also failed as a prescription for economic governance. No
serious economist today is advocating total state ownership as the route to
prosperity … not the least of the lessons of the Russian Revolution is that for
most economic purposes the market works much better than the state. The rush away from socialism since 1991 has been
Gadarene.
If the Russian Revolution had
any lasting achievement, he adds, it is probably China. Smith, in more cautious
terms, makes a similar assessment:
The Soviet Union proved
capable of generating extensive growth in industrial production and of building
up a defence sector, but much less capable of competing with capitalism once
the latter shifted towards more intensive forms of production and towards
‘consumer capitalism’. In this respect the record of the Chinese Communists in
promoting their country to the rank of a leading economic and political world
power was far more impressive than that of the regime on which it broadly
modelled itself. Indeed, as the 21st century advances, it may come to seem that
the Chinese Revolution was the great revolution of the
20th century.
Now that’s a conclusion that
Putin’s Russia – still uncertain what it thinks of the revolution, and
therefore how to celebrate it – needs to ponder: the ‘Russian Revolution’ brand
is in danger. Perhaps by the time of the bicentenary Russia will have worked
out a way to salvage it, as the risk of losing a chapter in the world history
of the 20th century is surely one that no patriotic regime should ignore. For
the West (assuming that the extraordinarily resilient dichotomy of ‘Russia’ and
‘the West’ survives into the next century), it is bound to look different as
well. Historians’ judgments, however much we hope the opposite, reflect the
present; and much of this apologetic and deprecatory downgrading of the Russian
Revolution simply reflects the – short term? – impact of the Soviet collapse on
its status. By 2117, who knows what people will
think?
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